-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BRw7vwWVqnQOjpOzEkglBC2xUszpxfC10f+P8NVc14zwatgE8djRHKhjgwfmIk8i NBBFaN0aqrwR+vX+7rd3QQ== 0000898432-01-500236.txt : 20030314 0000898432-01-500236.hdr.sgml : 20030314 20010730195708 ACCESSION NUMBER: 0000898432-01-500236 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010731 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELERITY SYSTEMS INC CENTRAL INDEX KEY: 0001006459 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 522050585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52573 FILM NUMBER: 01693284 BUSINESS ADDRESS: STREET 1: 122 PERIMETER PARK DR CITY: KNOXVILLE STATE: TN ZIP: 37922 BUSINESS PHONE: 8655393561 MAIL ADDRESS: STREET 1: 122 PERIMETER PARK DR CITY: KNOXVILLE STATE: TN ZIP: 37922 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCRUGGS FENTON CENTRAL INDEX KEY: 0001055172 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 122 PREIMETER PARK DRIVE CITY: KNOXVILLE STATE: TN ZIP: 37922 BUSINESS PHONE: 8655395306 MAIL ADDRESS: STREET 1: C/O CELERITY SYSTEMS INC STREET 2: 9051 EXECUTIVE PARK DR #302 CITY: KNOXVILLE STATE: TN ZIP: 37932 SC 13G/A 1 mi114554.txt SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2) CELERITY SYSTEMS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $.001 PER SHARE (Title of Class of Securities) 15100R 10 7 (CUSIP Number) January 01, 2001 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X / Rule 13d-1(d) - --------------------- -------------------- CUSIP No. 15100R 10 7 13G Page 2 of 4 Pages - --------------------- -------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) FENTON SCRUGGS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 547,305 (includes 22,389 shares of Common Stock which are SHARES subject to currently exercisable stock options and warrants BENEFICIALLY to purchase 21,198 shares of Common Stock.) OWNED BY EACH --------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 0 --------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 547,305 (includes 22,389 shares of Common Stock which are subject to currently exercisable stock options and warrants to purchase 21,198 shares of Common Stock.) --------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 547,305 (includes 22,389 shares of Common Stock which are subject to currently exercisable stock options and warrants to purchase 21,198 shares of Common Stock.) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - --------------------- -------------------- CUSIP No. 15100R 10 7 13G Page 3 of 4 Pages - --------------------- -------------------- - -------------------------------------------------------------------------------- ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ITEM 1(b) IS HEREBY AMENDED AND RESTATED AS FOLLOWS: Celerity Systems, Inc., 122 Perimeter Park Drive, Knoxville, Tennessee 37922 ITEM 2(b). ADDRESS OF PRINCIPAL OFFICE, OR IF NONE, RESIDENCE: ITEM 2(b) IS HEREBY AMENDED AND RESTATED AS FOLLOWS: c/o Celerity Systems, Inc., 122 Perimeter Park Drive, Knoxville, Tennessee 37922 ITEM 4. OWNERSHIP: ITEM 4 IS HEREBY AMENDED AND RESTATED AS FOLLOWS: (a) Amount Beneficially Owned: 547,305 (includes 22,389 shares of Common Stock which are subject to currently exercisable stock options and warrants to purchase 21,198 shares of Common Stock.) (b) Percent of Class: 1.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 547,305 (includes 22,389 shares of Common Stock which are subject to currently exercisable stock options and warrants to purchase 21,198 shares of Common Stock.) (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 546,512 (includes 21,591 shares of Common Stock which are subject to currently exercisable stock options and warrants to purchase 21,198 shares of Common Stock.) (iv) shared power to dispose or to direct the disposition of: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: ITEM 5 IS HEREBY AMENDED AND RESTATED AS FOLLOWS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following: [X] The decrease in the Reporting Person's holdings results solely from a change in the Issuer's aggregate number of shares of Common Stock outstanding. - -------------------------------------------------------------------------------- - --------------------- -------------------- CUSIP No. 15100R 10 7 13G Page 4 of 4 Pages - --------------------- -------------------- - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 16, 2001 ------------------------------------ (Date) /s/ FENTON SCRUGGS ------------------------------------ (Signature) FENTON SCRUGGS, DIRECTOR ------------------------------------ (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----